Legal Information

The FCA requires that certain information be provided to the client prior to business being transacted so that the relationship between the client and the firm is clearly stated and understood.

Some of our documents use the Keyfacts logo required by the Financial Conduct Authority. To access the FCA's own website, The Money Advice Service, for more details on this and other money matters click here.

Please download and read the following documents which are provided in Adobe Acrobat format.

Client Agreement

Our Client Agreement document will be provided to the client prior to business being transacted so that the relationship between the client and the firm is clearly stated and understood. This will normally take place at the first meeting.

Adobe Acrobat reader is available, free, from the Adobe web site. Click on the logo below:

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Thornton Springer Financial Services LLP is authorised and regulated by the Financial Conduct Authority (http://www.fsa.gov.uk/register/home.do). Financial Services Register No: 439479